MEDIATION IN DIVORCE
“It
is the spirit and not the form of law that keeps the justice alive.” LJ Earl
Warren. The concept of Conflict Management through Alternative Dispute
Resolution (ADR) has introduced a new mechanism of dispute resolution that is non-adversarial.
A dispute is basically ‘lis inter partes’ and the justice dispensation system
in India has found an alternative to Adversarial litigation in the form of ADR
mechanism.
New
methods of dispute resolution such as ADR facilitate parties to deal with the
underlying issues in dispute in a more cost-effective manner and with increased
efficacy. In addition, these processes have the advantage of providing parties
with the opportunity to reduce hostility, regain a sense of control, gain
acceptance of the outcome, resolve conflict in a peaceful manner, and achieve a
greater sense of justice in each individual case. The resolution of disputes
takes place usually in private and is more viable, economic, and efficient. ADR
is generally classified into at least four types: negotiation, mediation,
collaborative law, and arbitration. (Sometimes a fifth type, conciliation, is
included as well, but for present purposes it can be regarded as a form of
mediation.
NEED OF ADR IN INDIA:-
The
system of dispensing justice in India has come under great stress for several
reasons mainly because of the huge pendency of cases in courts. In India, the
number of cases filed in the courts has shown a tremendous increase in recent
years resulting in pendency and delays underlining the need for alternative
dispute resolution methods. It is in this context that a Resolution was adopted
by the Chief Ministers and the Chief Justices of States in a conference held in
New Delhi on 4th December 1993 under the chairmanship of the then Prime
Minister and presided over by Chief Justice Of India. It said: "The Chief
Ministers and Chief Justices were of the opinion that Courts were not in a
position to bear the entire burden of justice system and that a number of
disputes lent themselves to resolution by alternative modes such as arbitration,
mediation and negotiation. They emphasized the desirability of disputants
taking advantage of alternative dispute resolution which provided procedural
flexibility, saved valuable time and money and avoided the stress of a
conventional trial".
In
a developing country like India with major economic reforms under way within
the framework of the rule of law, strategies for swifter resolution of disputes
for lessening the burden on the courts and to provide means for expeditious
resolution of disputes, there is no better option but to strive to develop
alternative modes of dispute resolution (ADR) by establishing facilities for
providing settlement of disputes through arbitration, conciliation, mediation
and negotiation.
Alternative
dispute resolution (ADR) (also known as external dispute resolution in some
countries, such as Australia) includes dispute resolution processes and
techniques that act as a means for disagreeing parties to come to an agreement
short of litigation. ADR is generally classified into at least four types:
arbitration, conciliation, negotiation, mediation.
Alternative
dispute resolution in India is not new and it was in existence even under the
previous Arbitration Act, 1940. The Arbitration and Conciliation Act, 1996 has
been enacted to accommodate the harmonisation mandates of UNCITRAL Model. To
streamline the Indian legal system the traditional civil law known as Code of
Civil Procedure, (CPC) 1908 has also been amended and section 89 has been
introduced. Section 89 (1) of CPC provides an option for the settlement of
disputes outside the court. It provides that where it appears to the court that
there exist elements, which may be acceptable to the parties, the court may
formulate the terms of a possible settlement and refer the same for arbitration,
conciliation, mediation or judicial settlement.
Due
to extremely slow judicial process, there has been a big thrust on Alternate
Dispute Resolution mechanisms in India. While Arbitration and Conciliation Act,
1996 is a fairly standard western approach towards ADR, the Lok Adalat system
constituted under National Legal Services Authority Act, 1987 is a uniquely
Indian approach.
WHAT IS MEDIATION?
Mediation
is not something new to India. Centuries before the British arrived, India had
utilized a system called the Panchayat system, whereby respected village elders
assisted in resolving community disputes. Such traditional mediation continues
to be utilized even today in villages. Also, in pre-British India, mediation
was popular among businessmen. Impartial and respected businessmen called
Mahajans were requested by business association members to resolve disputes
using an informal procedure, which combined mediation and arbitration.
Another
form of early dispute resolution, used by one tribe to this day, is the use of
panchas, or wise persons to resolve tribal disputes. Here, disputing members of
a tribe meet with a pancha to present their grievances and to attempt to work
out a settlement. If that is unsuccessful, the dispute is submitted to a public
forum attended by all interested members of the tribe. After considering the
claims, defences, and interests of the tribe in great detail, the pancha again
attempts to settle the dispute. If settlement is not possible, the pancha
renders a decision that is binding upon the parties. The pancha's decision is
made in accordance with the tribal law as well as the long-range interests of
the tribe in maintaining harmony and prosperity. All proceedings are oral; no
record is made of the proceedings or the outcome. Despite the lack of legal
authority or sanctions, such mediation processes were regularly used and
commonly accepted by Indian disputants.
Mediation
bears a striking resemblance, in some respects, to the ancient dispute
resolution processes. In mediation the parties are encouraged to participate
directly in the process. The expanded framework of discussion in mediation
consists of both the applicable law and the underlying interests of the
parties.
The
mediator, an expert in the process of dispute resolution, controls the
proceedings, much like a tribal chief serving in the role of peacemaker. But
under the ancient methods if mediation failed, the same person was authorized
to render a binding decision. In India, while judges have been quick to
recognize increased use of mediation as a helpful mechanism for reducing case
backlogs and delays, Indian lawyers have not rushed to embrace mediation. As
with American lawyers in the early 1980's, Indian lawyers are conservative.
They do not like change and are reluctant to expose their clients to the
uncertain risks of an unknown ADR process. Also, understandably, Indian lawyers
view mediation as potentially depriving them of income by settling cases
prematurely and thereby obviating legal fees that would otherwise be earned.
The same has been true for American lawyers during the growth of mediation in
the US over the last twenty (20) years. In the first place, by their early
acceptance and use of mediation, lawyers became not only the best trained and
most qualified mediators (incorporating their mediator work into their law
practices), but the lawyers who did not become mediators became the gatekeepers
for mediation, selecting over 80% of the cases that are mediated and choosing
the mediators for such cases.
Mediation
is an informal dispute settlement process run by a trained third party, called
a mediator. Mediation is intended to bring two parties together to clear up
misunderstandings, find out concerns, and reach a resolution. The process is
voluntary. During the mediation, each side will present its view of the issue,
and the mediator will work with each side to attempt to work out a settlement.
At the end of the process, the mediator can present his or her findings and
present a potential solution to the issue. The mediation process, unlike
arbitration, is non-binding; that is, the mediator does not impose a decision
on the parties, but he/she attempts to present a solution that is acceptable to
both parties.
Mediation
can be used in divorces, real estate, and labour bargaining, and in other
disputes, in an attempt to avoid taking a case to court.
Mediation,
as used in law, is a form of alternative dispute resolution (ADR), a way of
resolving disputes between two or more parties with concrete effects.
Typically, a third party, the mediator assists the parties to negotiate a
settlement. Disputants may mediate disputes in a variety of domains, such as
commercial, legal, diplomatic, workplace, community and family matters. The
mediator acts as a neutral third party and facilitates rather than directs the
process. Mediators use various techniques to open, or improve, dialogue between
disputants, aiming to help the parties reach an agreement. Much depends on the
mediator's skill and training. As the practice gained popularity, training
programs, certifications and licensing followed, producing trained,
professional mediators committed to the discipline.
THE ADVANTAGES OF MEDIATION
There
are various advantages of mediation which can be used in divorces, real estate,
and labour bargaining, and in other disputes, in an attempt to avoid taking a
case to court. Some of them are cost, confidentiality, control, mutuality,
compliance and support.
Cost-while
a mediator may charge a fee comparable to that of an attorney, the mediation
process generally takes much less time than moving a case through standard
legal channels. While a case in the hands of a lawyer or a court may take
months or years to resolve, mediation usually achieves a resolution in a matter
of hours. Taking less time means expending less money on hourly fees and costs.
Confidentiality—while court hearings are public, mediation remains strictly
confidential. No one but the parties to the dispute and the mediators know what
happened. Confidentiality in mediation has such importance that in most cases
the legal system cannot force a mediator to testify in court as to the content
or progress of mediation. Many mediators destroy their notes taken during a
mediation once that mediation has finished. The only exceptions to such strict
confidentiality usually involve child abuse or actual or threatened
CONTROL—Mediation increases the control the parties have over
the resolution. In a court case, the parties obtain a resolution, but control
resides with the judge or jury. Often, a judge or jury cannot legally provide
solutions that emerge in mediation. Thus, mediation is more likely to produce a
result that is mutually agreeable for the parties.
COMPLIANCE—because the result is attained by the parties working
together and is mutually agreeable, compliance with the mediated agreement is
usually high. This further reduces costs, because the parties do not have to
employ an attorney to force compliance with the agreement. The mediated
agreement is, however, fully enforceable in a court of law.
MUTUALITY—Parties to mediation are typically ready to work
mutually toward a resolution. In most circumstances the mere fact that parties
are willing to mediate means that they are ready to "move" their
position. The parties thus are more amenable to understanding the other party's
side and work on underlying issues to the dispute. This has the added benefit
of often preserving the relationship the parties had before the dispute.
SUPPORT—Mediators are trained in working with difficult
situations. The mediator acts as a neutral facilitator and guides the parties
through the process.
PROCESS OF MEDIATION
But
this process is informal and not binding and the parties may deviate from this
process and follow some other process of their own choice.
The
mediator begins by welcoming the parties and introducing himself/herself. The
mediator then outlines the process and the roles of the mediator, the parties,
and attorneys (if present). The mediator ends the introduction by explaining
the ground rules for the process. The mediator then asks for statements from
each party. Both parties have an opportunity to tell their story about what
happened, from their viewpoint. Often, these stories are emotional. The
mediator may ask clarifying questions, but typically the parties do not
question each other. After both parties have spoken, the mediator may ask more
questions, both to clarify the issues and to provide the other party with
greater understanding. At this point, the mediator may ask the parties to
(separate for the purpose of discussion). The mediator talks with each party,
proposing solutions, trying out scenarios, trying to get commitment to a
settlement by both parties. The mediator goes back and forth between the
parties during this time, clearing up misunderstandings, and carrying
information, proposals, and points of agreement.
MEDIATION IN DIVORCE
Nowadays,
for significant portion of adult and youngsters marital and family relations
are neither straightforward nor stable. Within the US, in line with the recent
researches 13.8 million children, twenty five% of those underneath the age of
eighteen, are living with only one parent and another 5 million kids in two
folks homes live with a biological parent and a step parent. And it's a clear
estimation that 0.5 of the marriages can end up in divorce. People prefer to
file suits in courts for divorce etc. and it takes a lot of time as many cases
are pending in the courts in India, a country where everyday cases of domestic
violence and quarrels are seen in every 2 people out of 10.Therefore, instead
of wasting so much of time by going through court formal proceedings a person
can go to a mediator for settling disputes. These days, as mediation is very
common, some states of the US have quite constant and broad use of divorce
mediation e.g. Taxes and Connecticut. To save time and energy, it is necessary
that alternative like mediation should be adopted in large number which is the
best method.
There
are higher ways to realize settlement. Divorcing couples should consider their
choices in a constructive and progressive manner starting with the least
hostile approach, divorce mediation. Because the family problems are changing
into intensive, likewise divorce has become thus terribly common. And therefore
every concerned one is in the hunt for an effective a approach-out. A divorcing
couples knows that divorce simply does not finish everything concerning a
wedding, though it ends the legal contract between a husband and a wife but, it
shatters the household that was based on that marriage. It conjointly cannot
break the link that the youngsters of the marriage create simply by existing.
Mediation, conjointly known as “different dispute resolution" may be a
method by which an impartial third person (generally additional than one
person) helps two discordant parties to resolve dispute through a mutual
concession and face-face negotiation. A mediator could be a trained skilled who
does not force rather assists the parties in their own negotiation while not
creating choices for the parties. A mediator rather facilitate the parties
understand what is happening to them and encourages them to barter in sensible
faith that brings fruitful leads to future.
Mediators
most usually are appointed by the court, typically with agreement by the
lawyers for both sides. Mediators come back in many varieties. A number of them
are professional personal mediators, many of whom are lawyers. They eliminate
the requirement for a jury trial regarding ninety percent of the time. Others
are volunteer mediators and several of them are retired attorneys or non
lawyers trained by Dispute Resolution Services. It's a method in which the
parties and their attorneys agree to resolve all issues in an environment of
cooperation, honesty and integrity without being engaged in adversarial
techniques in or out of court.
The
final benefits and benefits argued to be seen as a result of divorce mediation
embody:-
1.
Each the parties are liberated to air their concern.
2.
A neutral person assists each the parties.
3.
The approach is always non-adversarial.
4.
Both the parties have management over the outcome.
5.
The prices are cut to a nice extent.
6.
Nobody's privacy is hurt.
7.
A settlement agreement per the family's wants
8.
Avoidance of litigation.
DIVORCE MEDIATION MIGHT NOT BE
ACCEPTABLE FOR BOTH THE SPOUSES UNDERGOING THE PROCESS. IT HAS SEVERAL
DISADVANTAGES STILL:-
1.
The opposite spouse may not cooperate and you can't force him/her.
2.
The opposite party could try to show dominance over you and here a court lawyer
can solely offset the imbalance.
3.
The opposite spouse may frighten or threaten you, and once a spouse is afraid
of personal safety, the participation interest drastically drops down.
4.
Others argue that the decrease in the value of mediation and the upper fee of
lawyers is due to their high expertise in the sector and solely they can higher
predict the appropriate outcome of the case.
Therefore,
every divorcing couples should try to settle down their marital issues within
themselves. If they cannot go that manner a minimum of they need to not hide
anything from one another and should bear the mediation process resulting in a
conclusion. In circumstances, things goes out of hand and both the spouses
cannot reach to conformity, the traditional adversarial approach might be a
final resort (bearing the prices in mind).
Despite
substantial support for divorce mediation disadvantages do exist. Divorce
mediation might not be acceptable for both the spouses undergoing the process.
It has several disadvantages such as the opposite spouse may not cooperate and
you can't force him/her. The opposite party could try to show dominance over
you and here a court lawyer can solely offset the imbalance.
The
opposite spouse may frighten or threaten you, and once a spouse is afraid of
personal safety, the participation interest drastically drops down.
Others
argue that the decrease in the value of mediation and the upper fee of lawyers
is due to their high expertise in the sector and solely they can higher predict
the appropriate outcome of the case.
The
family court law also empowers the family court to consider alternative modes
of reconciliation between couples, including mediation, which could result in
couples getting back together or parting ways amicably by mutual consent. If
the mediation results in the couple dropping their acrimonious charges and if
in the meantime six months have elapsed, then the family court cannot insist on
waiting another six months before granting divorce by mutual consent.
INITIATIVES AT NATIONAL LEVEL TO
INCREASE MEDIATION AS A MODE OF SETTLEMENT
1. NEW MEDIATION CENTERS RELIEVE
COURTS AS CASES INCREASE IN KASHMIR
As
population, education and awareness of rights increase throughout India, so
does the number of court cases here. To help assuage the backlog of cases, the
government is establishing mediation centers, a phenomenon that has recently
spread to the state of Jammu and Kashmir. SRINAGAR, KASHMIR, INDIA is sitting
under the shadow of a gigantic chinar tree in the court complex in Lal Chowk, a
downtown city square, a woman in her mid-30s anxiously awaits her turn at one
of Kashmir’s new mediation centers. The woman, whose last name is Begum, is
accompanied by her stepfather, who is also her paternal uncle. Says she they
are waiting for their village head, who has volunteered to speak at the
mediation on her behalf. In the meantime, Begum’s husband, the other party in
the dispute, enters the mediation center to give his side of the story. As he
discusses their marital issues with the mediator, his wife barges into the room
and interrupts him. Sofiya Muzamil, the mediator, asks her to stop. “This is a
routine affair here,” says Muzamil, who is also an attorney. “Often parties in
dispute engage in verbal brawl. Sometimes they turn violent and same leads to a
scuffle between them. In latter case, police is to be called in. ”Muzamil says
that after both parties meet with the mediator, there are joint and individual
follow-ups.
“Various
sessions – joint and individual – are held to resolve matter amicably,” she
says. “Feasible options are explored.”
The
Begums are at the mediation center to discuss their marriage. They were married
12 years ago, and the husband is angry that they still don’t have any children,
Muzamil says. “Her husband pleads it as one of the grounds for divorce, whereas
Begum says her mother-in-law ill-treats and harasses her,” Muzamil says.
Rebutting these allegations, the husband retorts that his wife is
short-tempered, which leads to frequent disputes.
Abdul
Rehman, the village head here to speak on behalf of the wife, tells the
mediator that the case came before a local village committee a few years ago.
The committee asked the husband to pay her five lakh rupees ($9,100) as
compensation because he wanted to divorce her.
“But
he didn’t agree,” Rehman says. “He said that he can pay one and half lakh
rupees only, but that wasn’t acceptable to us. I wanted the same to be a
deterrent for others. Then a case was filed in court, where it lingered for
years.”
He
says that they eventually opted for mediation to hasten the resolution process.
“During this time around, we came across mediation center, which is believed to
lead towards speedy justice,” he says. “We expect early disposal of [our]
case.”
The
mediator says that she has explored various aspects of the dispute and listened
to both sides.
“The
matter isn’t finally resolved, but all factors are heading towards their
divorce,” Muzamil says.
Citizens
with more education and awareness of their rights are turning to the state’s
newly operational mediation centers to hasten the judicial process. Because of
a backlog of cases, courts send those concerning issues such as property and
divorce to the rising number of centers. Mediators say the overall response of
citizens has been favourable, though some lawyers call the process fruitless.
Although
conception of the mediation centers in the state began in 2007, the first ones
became operational last year. There are now 14 district mediation centers in
the state, according to the annual report of the Mediation Monitoring
Committee, which is responsible for their functioning.
2. DELHI MEDIATION CENTER
With
an alarming increase in the number of couples heading for divorce in the
Capital, judges have now stood up to save the sanctity of marriage. From
advising the couple to give their marriage a second chance to making them
understand the practicality of life, the judges are doing everything that can
change the mind of the couple heading for separation.
The
concept of mediation centres is rapidly gaining popularity, and with a success
rate of 63%, this new role of the gravel-hammering judges has earned them
accolades from everywhere. According to recent court figures, more than 1,
36,000 marriages take place every year while some 8,000-9,000 divorce cases are
filed each year. In fact, an average of 10 cases is filed per day in just one
court. However, the new Additional Dispute Resolution (ADR) method has given
the judiciary a more humane approach in resolving the matter. Sample this: A
couple which had filed for a divorce recently went back to give their marriage
a second chance after attending sessions in the mediation centres. "The
main problem with the couple was a communication gap as both were working. So,
when they approached us, all we told them was to talk, be more expressive and
resolve their issues over a cup of coffee. It worked for them and within 5
sittings, they decided to give it another shot," said a mediator judge who
refused to be named.
Earlier,
this wasn't the role of mediation centres. The case was generally forwarded to
the civil courts if the couple was not ready to reconcile. However, the new ADR
method involves an enhanced role of the judge. The centres have taken the help
of ADJs to do the job of the mediators. In the mediation centre at Gole market,
which comes under Delhi Legal Services Authority, there are five district and
sessions judges, who meet couples everyday between 8am to 7pm. similar
mediation centres can be found in Tis Hazari and Karkardoma. "The role of
the judge in these mediation centres is not only to mediate between the couples
but also to understand the dispute between the two parties and come up with an
amicable solution," Sanjay Sharma, the project officer of DLSA, told TOI.
"Mediation
in the context of matrimonial disputes is different in form and content from
commercial and property disputes. So we give advice on things like motivation,
sentiments, social compulsions, personal liabilities, and responsibility to
solve the matter," said a mediator judge on the condition of anonymity.
The
latest figures at the Tis Hazari mediation centre are encouraging. The success
rate of settled cases in Tis Hazari is as high as 63% while at Karkardoma it's
close to 60%.
"Out
of 7,473 cases handled by the mediation centre in the past three years, 7,264
have been disposed of by now. About 4,605 cases have been settled successfully,"
informed Kapoor, the judge in charge of the mediation centre in Tis Hazari
courts.
"Our
main job is not to tell them what to do, but to mediate between the two
parties. We motivate these couples to sort out their differences and the judges
here try to talk to them about issues like personal liabilities and
responsibilities to solve the matter," Kapoor added.
The
judges at the mediation centres believe that the mindsets of the people have
changed over the years. While earlier getting a divorce was considered the last
resort for a couple, now they consider it their first option.
MEDIATION IN INDIA AS COMPARED TO
MEDIATION IN UNITED STATES OF AMERICA
In
the United States, lawyers and the local and state bar associations, as well as
the American Bar Association and the Federal Bar Association, were as
enthusiastic as the judges in their promotion and utilization of mediation.
American lawyers understood that the legal system was overloaded and on the
point of collapse from the courts being wrongly utilized for disputes that
could be better and more efficiently handled by mediation and other ADR
procedures. By the mid-1980's, lawyers and State Bar Associations had
professionalized mediation in the US, by developing mediator training
standards, by providing lawyer training in mediation and by prescribing ethical
standards for lawyers when acting as mediators and when acting as advocates in
mediation. As a result, trained lawyer mediators made mediation a substantial
part of their law practice. By responding positively and emphatically to
incorporate mediation as a welcome and useful ADR tool in the American legal
system, lawyers have not lost business to mediation, but have rather become
ensconced as mediators and as the gatekeepers for mediation in the US legal
systems. In the US, although lawyers initially felt threatened by mediation and
resisted it as an unwanted change in the status quo, the lawyers quickly
realized that mediation was just another tool in their lawyer tool bag.
In
India, while judges have been quick to recognize increased use of mediation as
a helpful mechanism for reducing case backlogs and delays, Indian lawyers have
not rushed to embrace mediation. As with American lawyers in the early 1980's,
Indian lawyers are conservative. They do not like change and are reluctant to
expose their clients to the uncertain risks of an unknown ADR process. Also,
understandably, Indian lawyers view mediation as potentially depriving them of
income by settling cases prematurely and thereby obviating legal fees that
would otherwise be earned. The same has been true for American lawyers during
the growth of mediation in the US over the last twenty (20) years. In the first
place, by their early acceptance and use of mediation, lawyers became not only
the best trained and most qualified mediators (incorporating their mediator
work into their law practices), but the lawyers who did not become mediators
became the gatekeepers for mediation, selecting over 80% of the cases that are
mediated and choosing the mediators for such cases.
Private
litigants, too, may harbour anxiety about mediation as an alternative to the
court system. Fearful of exploitation, distrustful of private proceedings,
comforted by the familiarity of the court system, insecure about making decisions
about their own interests, or interested in vexatious litigation or in delaying
the case for economic reasons, some litigants may prefer the lawyer-dominated,
public, formal, and evaluative judicial process.
These
impressions are inaccurate for a variety of reasons. First, mediation will not
frustrate the preferences of such litigants; indeed, their right to trial will
be preserved. An effective mediation process can quickly allay these fears.
Litigants involved in the process are much less likely to be exploited. They
will quickly understand that the mediator has no power or social control over
them or their resolution of the dispute. Second, effective facilitators will
gain their trust over time. Third, if the parties still feel the need for an evaluation
of the legal issues, the mediation can be accordingly designed to deliver that
service. At times, litigants can better save face with members of their family,
community, or organization, if they can cast responsibility for the result on a
neutral third party, and for this group, a strong evaluative process may be
appropriate. While judges and the courts provided the initial impetus toward
mediation in the United States, it was the lawyers' and law schools' acceptance
of the court's challenge to find better ways of resolving disputes that lead to
rapid and widespread acceptance of mediation in the United States. Globally,
however, the explosion of mediation in Europe and in Asia is being spearheaded
by corporations, as multi-national corporations ("MNC's") seek
quicker, cheaper and less disruptive means for settling internal employer,
management and shareholder disputes and external commercial disputes with trade
and distribution partners around the world. At the first annual European
Business Mediation Congress convened October 21-23, 2004 by CPR Institute of
Dispute Resolution, 140 attendees (including representatives from most of the
world's largest law firms) responded to a Survey on European Business Mediation
indicating that 60% viewed MNC's as necessarily leading the charge in
globalization of mediation, while, 25% viewed lawyers as the leaders, and only
7% viewed courts as the leaders in mediation on the international commercial
scene. Now that major corporate clients have discovered mediation and are
pushing for it, lawyers who resist the increased use of mediation in India will
likely lose credibility with existing or potential MNC clientele. Once it is
understood that mediation is intended to complement (not replace) the judicial
process, that it is highly adaptable to different contexts, and that expertise
in India is already growing rapidly, the apprehensions may quickly dissipate.

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